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Series 7 - Direct Participation Programs
Understanding the specifics of DPPs, Distinguishing a limited partner from a general partner, Looking at the different types of DPPs
Author: rh256 Cards: 36 Subject: Finance Level: Professional Created: 09/07/11
Series 7 - Packaged Securities
comparing closed-end funds to open-end funds, understanding face-amount certificate companies and UITs, Reviewing REITs, Looking at annuities
Author: rh256 Cards: 39 Subject: Finance Level: Professional Created: 08/30/11 Rating: 1/5
Series 7- Municipal Bonds: Local Government Securities
Understanding municipal bonds, comparing general obligation bonds to revenue bonds, other types of munis, recognizing sources of muni information
Author: rh256 Cards: 71 Subject: Finance Level: Professional Created: 08/20/11
Series 7-Debt Securities: Corporate and U.S Government Loans
Understanding the specifics of bonds, examining securities issed by the U.S government, looking at short term bonds
Author: rh256 Cards: 67 Subject: Finance Level: Professional Created: 08/19/11
Series 7 - Corporate Ownership: Equity Securities
Understanding the types of equity securities, comparing common stock to preferred stock, Calculating certain values for stock questions
Author: rh256 Cards: 44 Subject: Finance Level: Professional Created: 08/18/11
Series 7 - Underwriting Securities
understanding the specifics of registering securities, recognizing securities underwriters, knowing the types of offerings, spotting exempt securities
Author: rh256 Cards: 60 Subject: Finance Level: Professional Created: 08/18/11
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