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Unit 1 What is a Security
Series 6
5
Other
Not Applicable
06/27/2009

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Cards

Term
Security
Definition
An investment instrument that represents either ownership (equity)interest in a company or a creditor relationship (through a debt obligation)with a company.
Term
Equity
Definition
Common and preferred stockholders' ownership interests in a corporation
Term
Debt
Definition
Bond holders unpaid investment into a company.
Term
Primary Offering
Definition
Businesses sell or issue stocks or bonds to the public in order to raise money for their operations.
Term
Investment Bankers
Definition
An institution in the business of raising capital for corporations and municipalities. An investment banker may not accept deposits or make commercial loans.
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