Shared Flashcard Set

Details

Records Management
Block 4
86
Management
Not Applicable
08/11/2010

Additional Management Flashcards

 


 

Cards

Term
What are the three roles of records?
Definition
They serve as the memory of the organization, a record of past events, and the basis for future actions. (1-1, 1)
Term
Define Official Records
Definition
All books, papers, maps, charts, photographs, machine-readable materials, or other documentary materials, regardless of physical form or characteristics, made or received by any agency of the US government under federal law. (1-1, 2)
Term
Who oversees the Air Force records management program?
Definition
Air Force Director, Communications Operations a.k.a. HQ USAF/ILC (1-1, 3)
Term
What are the responsibilities of the Air Force Records Officer (AFRO)?
Definition
To administer the program, represent the Secretary of the Air Force on records management issues, and oversee the legal requirements of records disposal.
Term
A Command Records Manager (CRM) manages records at what organizational level?
Definition
Major Command (1-1, 5)
Term
What is the role of the Command Records Manager and Agency Records Manager?
Definition
To manage the records program within their command or agency as specified in Federal laws, National Archives and Records Administration (NARA) guidelines, and applicable Air Force 33- and 37- series publications. (1-1, 6)
Term
Field Operating Agency is responsible for appointing who?
Definition
Agency Records Manager (1-1, 6)
Term
What are the three duties of the Base Records Manager (RM)?
Definition
Providing assistance, managing staging area, and training (1-2, 2)
Term
Describe providing assistance in relation to the Base Records Manager's role
Definition
Assists the Functional Area Records Manager (FARM), the Chief of an Office of Records (COR), and Records Custodians (RC) in accordance with the 33-series instructions and guidance published by NARA. (1-2, 3)
Term
Describe managing the staging area in relation to the Base Records Manager's role
Definition
Manages the staging area for temporary storage of records pending destruction or transfer to a federal records center (1-2, 3)
Term
Describe training in relation to the Base Records Manager's role
Definition
Trains all personnel within 3 months of assignment whose duties include filing, maintaining, and disposing of official records. (1-2, 3)
Term
The acronymn FARM is assigned to a person who has what?
Definition
Files supervisory duties in a unit that has several offices of records. (1-2, 4)
Term
What are the three main functions of a FARM?
Definition
Serves as the point of contact, monitors the Records Management program in a unit or functional area, and serves as a liaison with base RM. (1-2, 5)
Term
What are the responsibilities of the Chief of an Office of Record?
Definition
Responsible for all records under office purview (scope or control), physical and legal custody of all records the office creates or receives, appoints a Records Custodian, and ensures Records Custodians attend record management training. (1-2, 6)
Term
What are the roles of the Records Custodian (RC)?
Definition
Maintains, services, and disposes of the office records. Maintains the office file plan and accountability for active and inactive records, ensures eligible records are promtly prepared to retire or transfer. (1-2, 7)
Term
How often should Staff Assistance Visits be conducted?
Definition
At least every 24 months (1-2, 8)
Term
Describe the primary purpose of Staff Assistance Visits
Definition
To ensure that offices are following proper regulations and that RC's can ask for assistance if they are having any issues. (1-2, 8)
Term
What does Electronic Records Management provide?
Definition
It provides a method for ensuring electronic records are available and protected in order to support business operations, as well as meet statutory requirements to provide appropriate access throughout the lifecycle of the record. (1-3, 1)
Term
What are electronic records?
Definition
Data in a form that can be read and processed by a computer and that satifies the legal definitoin of a record. (1-3, 2)
Term
How long must the integrity of electronic records be maintained?
Definition
Throughout the entire lifecycle of the record (1-4, 1)
Term
What must Electronic Filing Systems mirror?
Definition
The current office file plan (1-5, 1)
Term
When saved electronically, records should be in what format?
Definition
Read-only (1-4, 1)
Term
Who will ensure that shared network drives are structured with directories for every unit/organization on the installation?
Definition
Communications Squadron Commander (1-6, 2)
Term
Who will create subdirectories for every office of record?
Definition
The Functional Area Record Manager (FARM) and/or Record Custodian (RC) (1-6, 2)
Term
Who will create groups and assign personnel to the designated groups for access and permissions to the unit file structure?
Definition
Unit Client Support Administrators (1-6, 2)
Term
Who will assign permissions to the unit CSA?
Definition
The Network Control Center (NCC) (1-6, 2)
Term
What must be applied to electronic files containing sensitive, Privacy Act data prior to filing?
Definition
Protection must be applied by using passwords, group permissions (1-7, 1)
Term
How often should the storage drive for e-records be backed up?
Definition
at least weekly for 90-120-day periods (1-8, 1)
Term
What is the DDMS?
Definition
DoD Discovery Metadata Specification (1-8, 2)
Term
What is the role of the DDMS?
Definition
It defines discovery metadata elements for resources posted to community and organizational shared spaces i.e. Shared Drives; Specifies a set of information fields used to describe any data or service asset that is made known to the Enterprise. (1-8, 2)
Term
What are the four mandatory fields required for Metadata Compliance?
Definition
Title, Subject, Author, and Comments (1-9)
Term
Who directs MAJCOM, FOA, and DRU Records Managers to conduct non-Freedom of Information Act record searches?
Definition
The Air Force Record Officer (1-9, 11)
Term
What must be received in order to conduct a non-Freedom of Information act record search?
Definition
A written request to perform a departmental record search (1-9, 11)
Term
Who provides the categories that drive the search criteria and provide examples of search categories?
Definition
The requestor; Categories may include personnel, finance, training, drill/attendance, unit records, daily unit strength reports, qualifications, medical, security clearance, billeting, equipment accountability, schooling, etc. (1-10, 2)
Term
When preparing an index of information after completing a search, each document must be identifiable by what?
Definition
Date, Author, Classification, Record Category, Media, and Location (1-10, 3)
Term
The Records Management and Air Force Records Information Managment System use what three key programs?
Definition
Privacy Act,For Official Use Only, and Personal Identifiable Information (1-11, 2)
Term
The Privacy Act of 1974 was passed for what purpose?
Definition
To protect individuals from unwarranted invasion of their personal information. (1-11, 3)
Term
For Offical Use Only labels are used for which documents?
Definition
Government documents that are only to be utilized in an official capacity to conduct government business (1-11, 4)
Term
Define Personal Identifiable Information
Definition
Information in an information system or online collection that directly identifies an individual or by which an agency intends to identify specific individuals in conjunction with other data elements. (1-12, 2)
Term
What are the two types of vital records?
Definition
Emergency operating records and rights and interest records (2-1, 2)
Term
Why are vital records essential?
Definition
Essential for continued operation and reconstitution of an organization during and after an emergency, including those records essential to protecting the rights and interests of the organization and the individuals directly affected by its activities. (2-1, 1)
Term
Who is resposible for identifying vital records?
Definition
Chief of an Office of Records (2-1, 2)
Term
Emergency operating records are necessary for what three tasks?
Definition
Military effort; mobilization and protection of material, personnel, services, and systems; and maintenance of public health, safety, order and the conduct of civil defense activities. (2-1, 4)
Term
List examples of rights and interest records
Definition
Social security records, retirement records, payroll records and insurance records, and valuable research records
Term
Reasons for managing vital records
Definition
Protection of critical assets, continuing operations or rapid resumption of business, protecting legal and financial rights, recovering damaged records, improved safety and security, compliance with laws and regulations. (2-2. 2)
Term
What two things is the Vital Records Program responsible for?
Definition
Providing the agency with information it needs to conduct business under other than normal operating conditions and resume business afterwards and enables officials to identify and protect most important records. (2-2, 3)
Term
What is a vital records plan?
Definition
A plan developed to ensure these records are protected in the event of a fire, natural disaster, contingency, etc. (2-2, 5)
Term
What is the NARA?
Definition
National Archives and Records Administration (2-2, 4)
Term
What is the role of the NARA?
Definition
Stores, protects, and maintains right and interest vital records for agencies desiring more permanent storage of their vital records. (2-2, 5)
Term
What is the purpose of a file plan?
Definition
To show what records are maintained and in what order they are kept in an office of record. (3-1, 1)
Term
What are active files?
Definition
The records an office uses frequently in current business or until a cutoff period is met. (3-1, 1)
Term
What are inactive files?
Definition
The records the office no longer need or that are in a retention period after the cutoff date adn are awaiting final disposition. Normally these files are from the previous year. (3-1, 1)
Term
What are permanent records?
Definition
Records that the Archivist of the United States approved for permanent retention. (3-1, 1)
Term
What are perpetual files?
Definition
Records that do not have a specific cutoff date. Must be kept in the active files until you destroy them. (3-1, 1)
Term
What are personal papers?
Definition
These papers are documentary materials belonging to an individual that are not used to conduct agency business. Related solely to an individual's own affairs or used exclusively for that individual's convenience and must be clearly designated as such and kept separate from the records. (3-1, 1)
Term
What is a record series?
Definition
A group of records or other recording media relating to the same subject that is identified with a particular table and rule. (3-2, 1)
Term
What does retention length refer to?
Definition
The length of time records are kept after cutoff but before final disposition. (3-2, 1)
Term
How should records be marked before filing?
Definition
The word "file", your initials, and the file code should be in the upper right hand corner. (3-2, 2)
Term
What two things must you ensure when filing a record?
Definition
Ensure the most current is in the front of the folder and that the record is complete. (3-2, 3)
Term
If a record requires destruction, where should you file the destruction certificate?
Definition
It should be filed with the record. (3-3, 1)
Term
What form is used when a record involves more than one records series?
Definition
DD Form 2861, Cross Reference (3-6, 2)
Term
What are the three types of transfer media that the NARA accepts for e-records?
Definition
Magnetic tape, compact disc-read only memory, and file transfer protocol. (3-7, 1)
Term
What form must be prepared when transfering documents to the NARA?
Definition
SF 258, Agreement to Transfer Records to the National Archives of the United States (3-7, 2)
Term
What should you use to retrieve documents?
Definition
The file plan (3-3, 2)
Term
What form should be used when a file is removed for use?
Definition
AF Form 614, Charge-Out Record (3-8, 3)
Term
How should the file drawers be labeled?
Definition
"Active" or "Inactive" and the series numbers for the files located in the drawer (3-8, 4)
Term
What does the acronym AFRIMS stand for?
Definition
Air Force Records Information Management System (2-4, 1)
Term
What is AFRIMS?
Definition
A mandatory Air Force-wide Information Management Standard Automated System that is required by all Air Force Records Managers. (2-4, 1)
Term
What does AFRIMS do?
Definition
It provides the tools records managers need to automate some of their record management and staff support duties. (2-4, 1)
Term
What does the acronym AFRM stand for?
Definition
Air Force Records Manager (2-5, 2)
Term
What is the AFRM's role in relation to AFRIMS?
Definition
Full system administrative permissions to allow the creation of MAJCOM accounts and the user accounts of the MAJCOM RMs. (2-4, 2)
Term
What is the role of the MAJCOM RM in relation to AFRIMS?
Definition
Establishes base accounts for their respective bases and creates user accounts for the Base RMs. (2-4, 3)
Term
What is the role of the Base RM in relation to AFRIMS?
Definition
Creates accounts for FARMs. (2-4, 4)
Term
What is the role of the Records Custodian in relation to AFRIMS?
Definition
Responsible for preparing and printing their file plan. Only have access to their file plan. (2-4, 5)
Term
What is a file plan?
Definition
A "road map" or "table of contents" of the active files in an office. (2-4, 6)
Term
Who must sign the file plan?
Definition
Chief of the Office of Record (2-4, 6)
Term
When is the file plan considered approved?
Definition
Only when both the records manager's administrative approval is stated on the file plan and the Chief of the Office of Record's signature appears on the file plan. (2-4, 6)
Term
Where in AFRIMS can a user find out about the Disposition of a file?
Definition
Under the Records Disposition Schedule (2-8, 2)
Term
What does the term Disposition mean?
Definition
A comprehensive term that includes destruction, salvage, or donation; transfer to a staging area or records center or transfer from one organization to another. (2-8, 4)
Term
What does the term cutoff mean?
Definition
It is when inactive records are separated from active records. (2-10, 1)
Term
How do you mark a record as vital?
Definition
Check the yes box next to Vital Record. (2-11, 1)
Term
Who can the Base Records Manager delegate approval authority of a file plan to?
Definition
Functional Area Records Manager (2-17, 1)
Term
How many disposition labels are allowed per record series?
Definition
One (2-20, 3)
Term
Who must work together to set up an effective, base-wide electronic file structure?
Definition
Base Records Manager, Network Control Center personnel, and Client Support Administrators (1-6, 2)
Term
What is a Vital Records Plan?
Definition
A plan to ensure these records are protected in the event of a fire, natural disaster, contingency, etc. (2-2, 5)
Term
Who assigns the record series number in AFRIMS?
Definition
Office of Primary Responsibility
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