Term
| A capped index option will automatically excercise if it is in the money by how many points |
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Definition
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Term
| What results in additional payments being made by a Limited Partner? |
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Definition
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Term
| Municipal Bonds are quoted in how many contracts? |
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Definition
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Term
| A common stockholders right to by the same percentage of shares if there is a new offering? |
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Definition
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Term
| A rate based option is based on what derivative? with a par value of? and what does the premium ned to be divided by when calculating cost? |
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Definition
| 13 week T Bill, 1 million, 4 |
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Term
| With a stock split the number of contracts on the derivative option does what? |
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Definition
| Stays the same the # of shares under contract will adjust accordingly |
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Term
| In a combined offering who recieves the proceeds of the sale? |
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Definition
| The selling group of stockholders and the issuing corporation |
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Term
| Municipal Bonds use a ___ day month and settle in how many days? |
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Definition
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Term
| The Trust indenture act of 1939 regulates the issuance of corporate debt in excess of $_______ and longer than ___ year? |
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Definition
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Term
| What is a industrial revenue bond? |
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Definition
| a municipal bond sold to benefit a private corporation |
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Term
| How are municipal bonds quoted on a? |
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Definition
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Term
| How are treasury call options calculated? ex; 5 price based treasury bonds @ 1.04 |
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Definition
| 1.04 = 1 4/32 = 1.125*100,000 par value * 5 contracts |
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Term
| What is the max that can be raised by a Regulation A offering? |
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Definition
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Term
| All capital gains on OID bonds are considered? |
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Definition
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Term
| What does the word "defeased mean" |
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Definition
| The loan has been paid off |
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Term
| Penny Stocks must be one of what two things? |
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Definition
| Non Nasdaq traded and under 5$ |
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Term
| Qualified dividends are taxed at what rate? |
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Definition
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Term
| How do you calculate current yield on preffered stock? |
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Definition
| Annual Income /interest / Market Price |
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