Term
| Minimum number of market markers required for an issuer seeking registration by notifaction |
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Definition
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Term
| Maximum number of non-institutional clients under the de minimum exception (USA) for registration of IAs |
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Definition
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Term
| Maximum number of retail investors permitted in a private placement within a 12 consecutive month period (USA) |
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Definition
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Term
| Clients during a period of 12 consecutive months -- Private adviser exception under IA 1940 |
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Definition
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Term
| Maximum number of non-accredited investors permitted under Regulation D |
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Definition
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Term
| Maximum number of shareholders under S Corporation |
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Definition
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Term
| Minimum number of shareholders required of an issuer seeking registration by notification |
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Definition
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