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Details

Series 24
Rules
4
Finance
Professional
06/10/2012
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Term
SEC Rule 15c2-4
 Definition
Escrow of customer checks in contingent offerings
Term
SEC Rule 15c3-2
 Definition
Customer notification of free credit balances
Term
SEC Rule 15c3-3
 Definition
Special Reserve bank and safety
Term
SEC Rule 15c3-1
 Definition
Assets not readily convertible into cash doesn't affect Net Capital
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