Shared Flashcard Set

Details

Records Management
Block IV
148
Other
Undergraduate 1
08/10/2010

Additional Other Flashcards

 


 

Cards

Term
Who oversees the AF records management program?
Definition

The Air Force Director, Communications Operations (HQ USAF/ILC)   

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
What is the purpose of records?
Definition

To serve as a memory of the organization, a record of past events, and the basis for future actions.  

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
Who appoints the Record Custodian?
Definition

The Chief of an Office of Record (COR) 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

 

Term
Who ensures that the Records Custodian attends records management training?
Definition

The Chief of an Office of Record (COR)  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Who administers the records management program on an installation or base?
Definition

Base Records Manager (RM)  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
What are the 3 main responsibilities of the Base Records Manager?
Definition

1.  Providing assistance

2.  Managing Staging Areas

3.  Training    

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Who is the Point of Contact (POC) for records management in their unit or functional area?
Definition

FARM Functional Area Manager  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
What do records professionals prepare for each group of records from the shared drive or moved to off-line or disk storage?
Definition

Standard Form 135 (SF-135)

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-7

E3ABR3DO31 00AA  -  July 2010

Term
What are the 4 mandatory fields required for Metadata compliance?
Definition

1.  Title

2.  Subject

3.  Author

4.  Comments      

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
What act did Congress pass to protect individuals from unwarranted invasion of their personal privacy?
Definition

Privacy Act (PA) of 1974   

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-11

E3ABR3DO31 00AA  -  July 2010

Term
What is defined as information in an information system or on-line collection?
Definition

PII (Personal Identifying Information)   

 

 

 

 

Found in Block IV study guide workbook, page 1-12

E3ABR3DO31 00AA  -  July 2010

Term
What are official records?
Definition

All books, papers, maps, charts, photographs, machine-readable materials, or other documentary materials, regardless of physical form or characteristics, made or received by any agency of the US government under federal laws. 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
Who represents the Secretary of the AF (SAF) on records management issues and oversees the legal requirements of records?
Definition

Air Force Records Officer (AFRO)   

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
Who appoints the Agency Records Manager (ARM)?
Definition

The Field Operating Agency (FOA)   

 

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
Who manages the records program within their command or agency as specified in Federal laws, National Archives and Records Administrative (NARA) guidelines, and applicable AF 33- and 37- series publications?
Definition

Command Records Manager and Agency Records Manager (ARM)

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
Who is the person with files supervisory duties in a unit that has several offices of records?
Definition

FARM - Functional Area Records Manager  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
_____________ is an officer, a civilian, or enlisted person who usually has physical possession of the records used in his/her duties. 
Definition

Chief of an Office of Record (COR) 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Who is usually the highest-ranking person with the most knowledge of the records in the office and is responsible for the records under office purview?
Definition

Chief of an Office of Record (COR)  

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Who assists the COR in preparing files maintenance and disposition plans and schedules training for personnel who file, maintain, and dispose of records?
Definition

Functional Area Records Manager  (FARM)  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Who maintains, services, and disposes of office records?
Definition

Records Custodian (RC)   

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Who makes sure offices of record receive a Staff Assistance Visit (SAV) at least every 2 years?
Definition

The RM (Base Records Manager) and FARM (Functional Area Records Manager.  

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
What is the primary purpose of a SAV?
Definition

For the RM or FARM to ensure that offices are following proper regulations and that RCs can ask for assistance if they are having any issues.      

 

 

 

Found in Block IV study guide workbook, page 1-2 & 1-3

E3ABR3DO31 00AA  -  July 2010

Term
What provides a method for ensuring electronic records (e-records) are available and protected in order to support business operations?
Definition

The ERM (Electronic Records Management)    

 

 

 

 

Found in Block IV study guide workbook, page 1-3

E3ABR3DO31 00AA  -  July 2010

Term
When will official records be stored electronically and duplicate paper copies destroyed?
Definition

Upon implementation of the ERM solution. 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-3

E3ABR3DO31 00AA  -  July 2010

Term
What are electronic records?
Definition

Data in a form that can be read and processed by a computer and that satisfies the legal definition of a record. 

 

 

 

 

Found in Block IV study guide workbook, page 1-3

E3ABR3DO31 00AA  -  July 2010

Term
What involves the use of a computer to create, store, retrieve, analyze, transmit, or delete records?
Definition

Electronic record keeping     

 

 

 

 

Found in Block IV study guide workbook, page 1-3

E3ABR3DO31 00AA  -  July 2010

Term
What must be maintained throughout the life cycle of the record?
Definition

Integrity of the electronic record  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-4

E3ABR3DO31 00AA  -  July 2010

Term
When are "Read-Only" record access rights provided?
Definition

When personnel have a "need-to-know" as determined by an appropriate local authority (i.e. COR)     

 

 

 

Found in Block IV study guide workbook, page 1-4

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  Your electronic filing system does not have to function jointly with the paper system mirroring the current office file plan.
Definition

False.  It must function jointly. 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-5

E3ABR3DO31 00AA  -  July 2010

Term
Who identifies the series on electronic records on the file plan?
Definition

The Office of Primary Responsibility (OPR) or user of the electronic record  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-6

E3ABR3DO31 00AA  -  July 2010

Term
Who will ensure that shared network drives are structured with directories for every unit/organization on the installation?
Definition

Communications Squadron Commander  

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-6

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  When filing electronic records, file codes will not be used on items stored in E-file folders.
Definition

True    (1-7)

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-7

E3ABR3DO31 00AA  -  July 2010

Term
What is used to electronically create a file plan?
Definition

Air Force Records Information Management System (AFRIMS)     

 

 

 

 

Found in Block IV study guide workbook, page 1-7

E3ABR3DO31 00AA  -  July 2010

Term
What will be applied to e-files and e-folders containing sensitive, Privacy Act data prior to filing?
Definition

Protection using passwords and group permissions 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-7

E3ABR3DO31 00AA  -  July 2010

Term
Why will NCC staff create an "e-file box"?
Definition

For temporary storage of records as an "alternative" if the Authority Official (AO) is unsure of the correct placement of documents.  

 

 

 

 

Found in Block IV study guide workbook, page 1-7

E3ABR3DO31 00AA  -  July 2010

Term
What file plan number is assigned to the e-file box so that it shows up at the very top of the e-files area?
Definition

"00"   

 

 

 

 

 

Found in Block IV study guide workbook, page 1-7

E3ABR3DO31 00AA  -  July 2010

Term
How often must each RC ensure that the drive for their office is backed up and provide geographically separated secondary backup of all vital records if the NCC (Network Communications Center) cannot support daily network backups?
Definition

At least weekly for 90-120 day periods.  

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-8

E3ABR3DO31 00AA  -  July 2010

Term
What defines discovery metadata elements for resources posted to community and organizational shared spaces (i.e. Shared Drives)?
Definition

DoD Discovery Metadata Specifications (DDMS) 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-8

E3ABR3DO31 00AA  -  July 2010

Term
What is automatically completed in some applications based on the first line of text on the Summary Information of a Microsoft Word® document?
Definition

Title   

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
What 2 things could be entered in the "Author" field on the Summary Information of a Microsoft Word® document to expedite document retrieval and review?
Definition

Office symbol and functional area in concert with the document author.  

 

 

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
In the "Company" field on the Summary Information of a Microsoft Word® document, putting __________ is recommended?
Definition

the office symbol or functional area of author 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
Which field on the Summary Information of a Microsoft Word® document do you identify the type of record?
Definition

Category    

 

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
What is recommended that each office develop to use in concert with the metadata catalog that aid in search and retrieval and are found on the Summary Information of a Microsoft Word® document?
Definition

Keywords    

 

 

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
In the "Comments" field on the Summary Information of Microsoft Word® document, what must be included?
Definition

At a minimum the field must include record type (permanent or temporary) and the Records Disposition Schedule (RDS) Table and Rule from the file plan parent folder.   

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  Entering disposition instructions such as "destroy when obsolete" are mandatory to improve the information management process under the "Comment" section for summary information.
Definition

"False"  Disposition instructions are not mandatory. 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
What must MAJCOM, FOA, and DRU Record Managers conduct upon receipt of a written request to perform a department record search?
Definition

 A non-Freedom of Information Act (FOIA) record search  

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
Who monitors a non-FOIA record search and ensures an exhaustive, system-wide search of all active and inactive Electronic Storage Information (ESI) have been reviewed?
Definition

The Chief Office of Record (COR) 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-9 & 1-10

E3ABR3DO31 00AA  -  July 2010

Term
What are search criteria based upon?
Definition

The request: it can be broad or narrow. 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-10

E3ABR3DO31 00AA  -  July 2010

Term

What are the typical retrieval instructions to each record professional?

Definition

1.  Conduct a thorough record search and prepare an index identifying each document.

2.  Prepare a list of all individuals and estimated man hours to conduct each search.

3.  Segregate and mark documents containing Sensitive Compartmented Information (SCI).

4.  Provide information concerning the location on any document of which you do not have possession, custody, or control NLT date for search.

5.  Up-channel search results to include a list of searchers, time used for search, documents found, and/or negative replies.      

Found in Block IV study guide workbook, page 1-10

E3ABR3DO31 00AA  -  July 2010

Term
What 3 types of key programs do Records Management and AFRIMS utilize?
Definition

Privacy Act, For Official Use Only (FOUO), and Personal Identifiable Information (PII) 

 

 

 

 

Found in Block IV study guide workbook, page 1-11

E3ABR3DO31 00AA  -  July 2010

Term
What are the 2 primary laws that give federal agencies the responsibility of protecting personal information and ensuring its safety?
Definition

Privacy Act of 1974 and E-Government Act of 2002 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-11

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  Loss or unauthorized disclosure of PII can lead to minor consequences for individuals.
Definition

False.  It can lead to serious consequences. 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-12

E3ABR3DO31 00AA  -  July 2010

Term
What records are approved for permanent retention by the National Archives of the United States?
Definition

Vital Records   

 

 

 

 

Found in Block IV study guide workbook, page 2-2

E3ABR3DO31 00AA  -  July 2010

Term
What are vital records?
Definition

1.  Essential to the continued operation or reconstruction of an organization during and after an emergency.

2.  Includes those records essential to protecting rights of the organization and individuals directly affected by a unit's activities.  

 

 

Found in Block IV study guide workbook, page 2-1

E3ABR3DO31 00AA  -  July 2010

Term

What are Emergency Operating Records (EOR)?

 

 

Definition

Records that serve the government if the country is attacked:

   -  military effort

   -  mobility and protection of material, personnel,

      services, and systems

   -  maintenance of public health, safety, order and civil

      defense activities.  

 

Found in Block IV study guide workbook, page 2-1

E3ABR3DO31 00AA  -  July 2010

Term
Explain Rights and Interests Records
Definition

Uphold the legal rights and interest of individual citizens and their government:

 

    -  social security number (SSN) records

    -  retirement records

    -  payroll and insurance records

    -  valuable research records      

 

Found in Block IV study guide workbook, page 2-1 & 2-2

E3ABR3DO31 00AA  -  July 2010

Term
Who reviews and signs the Files Maintenance and  Disposition Plan to include the identification of vital records?
Definition

COR - Chief of the Record Office 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-1

E3ABR3DO31 00AA  -  July 2010

Term
What does the signature of the COR indicate?
Definition

That the COR reviewed and approved the File Plan and applicability of the vital records program. 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-1

E3ABR3DO31 00AA  -  July 2010

Term
What are the 2 categories of Vital Records?
Definition

1.  Emergency operating records

2.  Rights and Interests

 

 

 

 

 

Found in Block IV study guide workbook, page 2-1

E3ABR3DO31 00AA  -  July 2010

 

 

 

Term
Where will electronic records created or received be saved?
Definition

In their corresponding e-folders.   

 

 

 

Found in Block IV study guide workbook, page 1-5

E3ABR3DO31 00AA  -  July 2010

Term
What is placed on the outside of computers (normally the back) to protect electronic records?
Definition

AF Visual Aid 33-276, AF Privacy Act Label:

 

PERSONAL DATA

PRIVACY ACT OF 1974

(5 U.S.C. 552a)

01 August 2000           AFVA

 

 

Found in Block IV study guide workbook, page 1-3

E3ABR3DO31 00AA  -  July 2010

Term
Who assigns permissions to unit CSAs?
Definition

The Network Control Center (NCC) 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-6

E3ABR3DO31 00AA  -  July 2010

Term
Which 2 areas are key programs that utilize Privacy Act (PA), For Official Use Only (FOUO), and Personal Identifiable Information (PII)?
Definition

Records Management and AF Records Information Management System (AFRIMS) 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-11

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  FOUO is a classification used for government documents that are only to be utilized in an official capacity to conduct government business.
Definition

False.  It is a "label".  

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-11

E3ABR3DO31 00AA  -  July 2010

Term
Why are Vital Records managed?
Definition

To protect critical assets, continue operations, protect legal and financial rights, recover damaged records, improve safety & security, and comply with laws & regulations. 

 

 

 

Found in Block IV study guide workbook, page 2-2

E3ABR3DO31 00AA  -  July 2010

Term
What enables officials to identify and protect the most important records?
Definition

A Vital Records Program  

 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-2

E3ABR3DO31 00AA  -  July 2010

Term
In the event of a fire, natural disaster, contingency, etc. what must be developed to ensure vital records are protected?
Definition

A Vital Records Plan    

 

 

 

Found in Block IV study guide workbook, page 2-2

E3ABR3DO31 00AA  -  July 2010

Term
In which drawer of a filing cabinet can Vital Records NOT be stored?
Definition
The bottom drawer (In the event of the room flooding)  FYI
Term
Who is required to use AFRIMS?
Definition

All AF Records Managers

 

 

 

 

 

Found in Block IV study guide workbook, page 2-4

E3ABR3DO31 00AA  -  July 2010

Term
What does AFRIMS provide?
Definition

The tools records managers need to automate some of their record management and staff support duties.

 

 

Found in Block IV study guide workbook, page 2-4

E3ABR3DO31 00AA  -  July 2010

Term
What database can be used to find a table and rule?
Definition

Records Disposition Schedule (RDS)

 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
What will comply with host base guidelines for storage, staging, retrieval, and training?
Definition

MAJCOM/FOA/DRU (Direct Reporting Unit) internal record-keeping programs

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
On what web page will systems users access AFRIMS?
Definition

http://afrims.amc.af.mil/

 

 

 

 

Found in Block IV study guide workbook, page 2-4

E3ABR3DO31 00AA  -  July 2010

Term
What will logging onto the AFRIMS web page do?
Definition

It will access user account data from the database, determine the location and "role" of the user, and limit the users access only to that information needed to complete duties.

 

 

 

Found in Block IV study guide workbook, page 2-4

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  Users (RCs) are restricted to accessing file plans within their area of responsibility only.
Definition

True

 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-4

E3ABR3DO31 00AA  -  July 2010

Term
What are the steps to add subdivisions to your file plan?
Definition

1.  Click "View and Manage Subdivisions"

2.  Click "Add Subdivision"

3.  Add subdivision number, title, location, and media;

     click "Submit" to save

4.  If adding more repeat #2 and #3; if not close

    window

 

 

Found in Block IV study guide workbook, page 2-13 & 2-14

E3ABR3DO31 00AA  -  July 2010

Term
This is a comprehensive term that includes destruction, salvage, or donation, transfer to a staging area, or records center, or transfer from one organization to another.
Definition

Disposition

 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-8

E3ABR3DO31 00AA  -  July 2010

Term
What serves as the road map or table of contents of the active files?
Definition

A Files Plan

 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
What is a hierarchical process that begins with the AF Records Manager (AFRM)?
Definition

AFRIMS

 

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
What are the first 2 steps that the AFRM does in creating an AFRIMS for a major command?
Definition

1.  Creates a MAJCOM account

2.  Creates user accounts and assigns them to the role of MAJCOM RMs.

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
Who is responsible for creating AFRIMS base accounts?
Definition

MAJCOM RMs:  1st step - create account

                 2nd step - assign role

 

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

 

Term
For whom do Base RMs create AFRIMS accounts?
Definition

FARMS (same 2 steps: create and assign roles)

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
When is the AFRIMS file plan considered finalized and filed in the FARM book?
Definition

When both the records manager's administrative approval (using AFRIMS) is stated on the file plan and the COR's signature appears on the file plan as approval of the office's files.

 

 

Found in Block IV study guide workbook, page 2-19

E3ABR3DO31 00AA  -  July 2010

Term
Before an RC can gain access to create, maintain, or even use AFRIMS, what must be created and by whom?
Definition

An account created by the Base RM or the FARM

 

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  RCs are responsible for preparing and printing their file plans and other RC plans.
Definition

False.  RCs can only print their own plans.

 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
What is one allowed to print out with AFRIMS?
Definition

All files maintenance and disposition information for the office of record

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
Who signs the AFRIMS file plan?
Definition

The Chief of the Office of Record (COR)

 

 

 

 

Found in Block IV study guide workbook, page 2-5

E3ABR3DO31 00AA  -  July 2010

Term
_____ maintains, services, and disposes of the office records.
Definition

Records Custodian

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
_____ administers the installation Records Management Program.
Definition

Base Records Manager (RM)

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
____  responsible for physical and legal custody of all records the office creates or receives.
Definition

COR (Chief of an Office of Record)

 

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Serves as the POC for and monitors the Records management program in their unit of functional area and serves as a liaison with base RM.
Definition

Functional Area Records Manager (FARM)

 

 

 

 

Found in Block IV study guide workbook, page 1-2

E3ABR3DO31 00AA  -  July 2010

Term
Appoints a command records manager (CRM).
Definition

MAJCOM

 

 

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
To administer the program, represent the SAF on records management issues, and oversee the legal requirements of records disposal.
Definition

AF Records Officer (AFRO)

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
Who defines discovery metadata elements for resources posted to community and organizational shared spaces (i.e. Shared Drives)?
Definition

Department of Defense Discovery Metadata Specification

 

 

 

 

 

Found in Block IV study guide workbook, page 1-8

E3ABR3DO31 00AA  -  July 2010

Term

Optional Field.  Recommend entering the URL for the

e-folder.

Definition

Hyperlink base (Isn't used anymore)

 

 

 

Found in Block IV study guide workbook, page 1-9

E3ABR3DO31 00AA  -  July 2010

Term
What AFI governs the records management disposition program?
Definition

AFI 33-364

 

 

 

 

Found in Block IV study guide workbook, page 2-8

E3ABR3DO31 00AA  -  July 2010

Term
What does one do with the records when they are no longer needed in the inactive files?
Definition

Actions include:  erasure of data, transfer to a records center, or transfer to the National Archives.

 

 

 

 

 

Found in Block IV study guide workbook, page 2-9

E3ABR3DO31 00AA  -  July 2010

Term
What does the RC do when the file plan is completed and approved?
Definition

Disposition Labels are printed out which will display the disposition instructions.

 

 

 

 

 

 

Found in Block IV study guide workbook, page 2-9

E3ABR3DO31 00AA  -  July 2010

Term
______ is the term used for separating active records from inactive records.
Definition

Cutoff

 

 

 

 

 

Found in Block IV study guide workbook, page 2-10

E3ABR3DO31 00AA  -  July 2010

Term
What are the 4 (common) types of cutoffs used for files?
Definition

1. MO = monthly

2. FY = Fiscal Year (Sep 30)

3. CY = Calendar Year (Dec 31)

4. N/A = Not Applicable or None

 

 

 

 

Found in Block IV study guide workbook, page 2-10

E3ABR3DO31 00AA  -  July 2010

Term
What is used to control each record series listed on the files plan?
Definition

A guide card, with the disposition control label affixed. It is made of heavy, green card stock.

 

 

 

Found in Block IV study guide workbook, page 2-20

E3ABR3DO31 00AA  -  July 2010

Term
If one is unable to place a disposition guide card in front of a records series or when record is kept away from the file drawer, what does one do?
Definition

Place the disposition control label on the container, or on a card or sheet of paper in the container or binder, where it is obvious.

 

 

 

Found in Block IV study guide workbook, page 2-20

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  AFRIMS will allow 2 disposition authorities per records series on the files plan.
Definition

False.  AFRIMS only allows 1 per record.

 

 

 

 

 

Found in Block IV study guide workbook, page 2-20

E3ABR3DO31 00AA  -  July 2010

Term
Where are disposition control labels place on the disposition guide card?
Definition

On the upper left hand side of the card

 

 

 

 

Found in Block IV study guide workbook, page 2-20

E3ABR3DO31 00AA  -  July 2010

Term
What is placed on a Kraft file folder for each record series and subdivision listed on the file plan?
Definition

An AFRIMS-generated label, positioned to suit the need of the office.  (Normally series labels are placed to the far top left of the folder and subdivision labels are placed centered at the top of the folder.)

 

 

Found in Block IV study guide workbook, page 2-21

E3ABR3DO31 00AA  -  July 2010

Term
For records with a retention period of 1 year or longer, what does one put on the label?
Definition

The year (calendar or fiscal)

 

 

 

 

Found in Block IV study guide workbook, page 2-21

E3ABR3DO31 00AA  -  July 2010

Term
What shows what records are maintained and in what order they are kept in an office of record?
Definition

A file plan

 

 

 

 

 

Found in Block IV study guide workbook, page 3-1

E3ABR3DO31 00AA  -  July 2010

Term

If a record is not complete, what is the required action?

 

Definition

1.  Get the missing information to complete record

2.  If this isn't possible, on a MFR, make an annotation to show what part of the record is missing or where it it filed if located with another series.

 

 

 

Found in Block IV study guide workbook, page 3-2

E3ABR3DO31 00AA  -  July 2010

Term
Who must coordinate with the record professionals at each installation to map electronic file locations in concert with the unit's file plan located in AFRIMS?
Definition

Network and System Administrators

 

 

 

 

Found in Block IV study guide workbook, page 3-4

E3ABR3DO31 00AA  -  July 2010

Term
What is put in place of a record or folder that is removed from the file plan?
Definition

AF Form 614 or 614a, Charge-Out Record form

 

 

 

 

 

Found in Block IV study guide workbook, page 3-8

E3ABR3DO31 00AA  -  July 2010

Term
What form is used for a record that can be filed in more than one records series (the document can be filed in more than one place)?
Definition

DD Form 2861, Cross Reference form

 

 

 

 

 

Found in Block IV study guide workbook, page 3-6

E3ABR3DO31 00AA  -  July 2010

Term

How are duplicated records marked for filing?

 

Definition

Mark copies by circling appropriate file code, preceded by an "X", in the upper right-hand corner of document to show where duplicate copies are filed.

i.e.  X12.a (circled) 

 

 

 

Found in Block IV study guide workbook, page 3-6

E3ABR3DO31 00AA  -  July 2010

Term
What information is included on the drawer label if the files extend to two or more drawers?
Definition

Below the word "Active", add inclusive series numbers actually located in each drawer from file plan on file drawer labels.

 

 

 

Found in Block IV study guide workbook, page 3-8E3ABR3DO31 00AA  -  July 2010

Term
How often does the RC review the file plan, to cutoff records?
Definition

The RC reviews the file plan annually to view cutoff files and separates ACTIVE from INACTIVE files

 

 

 

 

Found in Block IV study guide workbook, page 3-9

E3ABR3DO31 00AA  -  July 2010

Term
What are the records an office uses frequently in current business or until a cutoff period is met?
Definition

Active Files

 

 

 

 

 

Found in Block IV study guide workbook, page 3-1

E3ABR3DO31 00AA  -  July 2010

 

Term
What records have a distinct title, application, and disposition schedule that relate to the same subject that is identified by a particular table and rule?
Definition

Record Series

 

 

 

 

 

Found in Block IV study guide workbook, page 3-2

E3ABR3DO31 00AA  -  July 2010

Term
When records of an office are no longer needed or that are in a retention period after the cutoff date and are awaiting final disposition, what do they become?
Definition

Inactive Files

 

 

 

 

Found in Block IV study guide workbook, page 3-1

E3ABR3DO31 00AA  -  July 2010

Term
Who approves records for permanent retention?
Definition

The Archivist of the United States

 

 

 

Found in Block IV study guide workbook, page 3-1

E3ABR3DO31 00AA  -  July 2010

Term
What are records that the Archivist of the U.S. approves for permanent retention referred to as?
Definition

Permanent Records

 

 

 

 

Found in Block IV study guide workbook, page 3-1

E3ABR3DO31 00AA  -  July 2010

Term
What records do not have a specific cutoff date and are kept in the active files until one destroys them?
Definition

Perpetual Files

 

 

 

 

 

Found in Block IV study guide workbook, page 3-1

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)   It is okay to maintain personal papers in a file plan so long as they are clearly marked.
Definition
False.  Personal papers are exclusively kept separate from the file plan.
Term
What is a retention period?
Definition

Refers to the length of time records are kept after cutoff but before final disposition.

 

 

 

 

 

Found in Block IV study guide workbook, page 3-2

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  One should mark records to be filed with a pen by using the words "file", the series number and, if needed, the letter or number of the subdivision, and initials of person filing.
Definition
False.  Always mark in pencil in case changes need to be made.
Term
What 3 items are penciled in the upper right-hand corner of a document before filing it?
Definition

The word "File" followed by series number and letter or number of the subdivision (if needed). Under "File", the initials of the person who is filing it.

 

 

 

 

 

Found in Block IV study guide workbook, page 3-3

E3ABR3DO31 00AA  -  July 2010

Term
What are 3 different ways that documents may be filed?
Definition

Either alphabetically, numerically, or by organization

 

 

 

 

 

 

Found in Block IV study guide workbook, page 3-2

E3ABR3DO31 00AA  -  July 2010

Term
Where does one place a copy of a destruction certificate for a record? 
Definition

Inside the record file

 

 

 

 

 

 

 

Found in Block IV study guide workbook, page 3-3

E3ABR3DO31 00AA  -  July 2010

Term
What is used to assist in retrieving documents from your files?
Definition

Use the files plan to locate documents.

 

 

 

 

 

 

Found in Block IV study guide workbook, page 3-3

E3ABR3DO31 00AA  -  July 2010

Term
(True or False)  It is okay to delay filing electronic and paper records until one has time to do it.
Definition

False.  One should promptly file all records.

 

 

 

 

 

 

Found in Block IV study guide workbook, page 3-4

E3ABR3DO31 00AA  -  July 2010

Term
What is it called when users place their electronic file location on a shared drive?
Definition

Mapping the network

 

 

 

 

 

Found in Block IV study guide workbook, page 3-4

E3ABR3DO31 00AA  -  July 2010

Term
How does one create a disposition file?
Definition

1.  Navigate to the correct table and rule.

2.  With the correct T & R displayed, click on the "Export PDF" button (upper right corner).

3.  Save the file to the file plan under the correct folder.

 

 

 

Found in Block IV study guide workbook, page 3-5

E3ABR3DO31 00AA  -  July 2010

 

 

Term
What does one do to ensure proper e-records cut-off?
Definition

Create a duplicate folder in the INACTIVE directory and ensure all official records are moved before deleting the folder in the ACTIVE directory.

 

 

Found in Block IV study guide workbook, page 3-6

E3ABR3DO31 00AA  -  July 2010

Term
What does one do with each directory in which material is to be deleted?
Definition

Subdivide each directory by Fiscal Year (FY) or Calendar Year (CY)

 

 

 

 

 

Found in Block IV study guide workbook, page 3-6

E3ABR3DO31 00AA  -  July 2010

Term
What organization accepts transfer copies of e-records, related documentation, and indexes at the times specified in the Records Disposition Schedule (RDS)?
Definition

(NARA) National Archives and Records Administration

 

 

 

 

Found in Block IV study guide workbook, page 3-7

E3ABR3DO31 00AA  -  July 2010

Term
What 3 types of transfer media does NARA (National Archives and Records Administration) accept?
Definition

Magnetic tape, compact disc-read only memory (CD-ROM) and file transfer protocol (FTP)

 

 

 

 

Found in Block IV study guide workbook, page 3-7

E3ABR3DO31 00AA  -  July 2010

Term

(True or False)  One cannot compress transferring 

e-records unless pre-approved by NARA.

Definition

True.

 

 

 

 

 

Found in Block IV study guide workbook, page 3-7

E3ABR3DO31 00AA  -  July 2010

Term
What form is used to transfer e-records to NARA?
Definition

SF 258, Agreement to Transfer Records to the National Archives of the U.S.

Found in Block IV study guide workbook, page 3-7

E3ABR3DO31 00AA  -  July 2010

Term
Who prepares and sends the SF 258 and AF Form 1341 to the Air Force Records Office?
Definition

The OPR (Offfice of Primary Responsibility) sends it through the BRM and CRM to AFRO.

 

 

 

 

 

Found in Block IV study guide workbook, page 3-7

E3ABR3DO31 00AA  -  July 2010

Term
What office has to approve and sign e-records before they are transferred to NARA?
Definition

The AFRO (AF Records Office)

 

 

 

 

 

Found in Block IV study guide workbook, page 3-8

E3ABR3DO31 00AA  -  July 2010

Term
What is it called when someone must remove a physical file from the drawer for use?
Definition

"Charging out a record."

Found in Block IV study guide workbook, page 3-8

E3ABR3DO31 00AA  -  July 2010

Term
What are some common time frames for general disposition instructions?
Definition

"Destroy after 3 months," "2 years," "10 years,"

"56 years," or "when superseded," and so forth.

 

 

 

 

 

Found in Block IV study guide workbook, page 3-8

E3ABR3DO31 00AA  -  July 2010

Term
When does the retention period of a document begin?
Definition

It begins after the file cutoff date, rather than the dates of individual records in a file, regardless of the disposition standards.

 

 

 

 

 

Found in Block IV study guide workbook, page 3-8

E3ABR3DO31 00AA  -  July 2010

Term
What is essential to the effectiveness of the Air Force?
Definition

Good record keeping.

 

 

 

 

 

Found in Block IV study guide workbook, page 3-9

E3ABR3DO31 00AA  -  July 2010

Term
What are Paper/Physical Cutoff procedures?
Definition

1.  The RC will separate ACTIVE and INACTIVE records located in each records series (determined by disposition label).

2.  The RC will physically move identified files to the INACTIVE file drawer.

 

Found in Block IV study guide workbook, page 3-9

E3ABR3DO31 00AA  -  July 2010

Term
Where is the original signed copy of the File Plan kept?
Definition

In File 1 of the File Plan in the file cabinet.

 

 

 

 

Found in Block IV study guide workbook, page 2-19

E3ABR3DO31 00AA  -  July 2010

Term
What must be done before filing a document?
Definition

Ensure all required actions are completed. 

 

 

 

 

 

Found in Block IV study guide workbook, page 3-2

E3ABR3DO31 00AA  -  July 2010

Term
____ and ____ work together to set up an effective, base-wide electronic file structure.
Definition

Base Records Manager (BRMs) and Network Control Center (NCC)

 

 

Found in Block IV study guide workbook, page 1-6

E3ABR3DO31 00AA  -  July 2010

Term
What rank is the HQ USAF/ILC?
Definition

Lt General at AF Level

 

 

 

 

 

Found in Block IV study guide workbook, page 1-1

E3ABR3DO31 00AA  -  July 2010

Term
Who is responsible for approving a file plan?
Definition

Base Records Manager (RM), who may delegate approval authority to the FARM.

 

 

 

 

 

Found in Block IV study guide workbook, page 2-17

E3ABR3DO31 00AA  -  July 2010

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