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Public Policy
n/a
62
Political Studies
Undergraduate 3
10/05/2011

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Term
What is Public Policy
Definition
Created in response to public demand and reflects courses of action over time by the government
-goal oriented
-can be positive and negative
Term
Stages of Public Policy
Definition
1. Problem identification
2. agenda setting
3.formulation
4. adoption
5. implementation
6.evaluation
Term
Policy output vs. Policy outcome
Definition
Policy output- focuses on the formation of policy and what the result is where

policy outcomes- focus on policy's societal consequences (example, do longer prison terms reduce crime rates)
Term
Types of policies
Definition
1) constituent
2)Redistributive
3)Self-regulating
4) Distributive
Term
Type of policies
Constituent:
Definition
Policy which concerned with the establishment of government structure, establishment of rules for the conduct of government, rules that distribute or divide power and jurisdiction

Example; Department of homeland security
Term
Types of Policies
Redistributive;
Definition
efforts by the government to shift the allocation of weath, income, property, or rights, difficult to enact and retain.

Examples; graduated income tax/ voter rights act
Term
Types of policies
Self-regulating;
Definition
policies that restrict or control some matters or group,
self-imposed to protect or promote the interest of its members
Term
types of policies
Distributive;
Definition
involves using public funds to assist particular group, communities, industries; the cost comes from all so in theory everyone wins

example; pork-barrel legislation
Term
Material vs Symbolic policy
Definition
material policies provides tangible resources or substantive power to their beneficiaries or impose real disadvantages on those affected

Symbolic policies have little material impact on people but do appeal to peoples cherished values
Term
Collective vs Private goods
Definition
Collective- indivisible / cant be shared or broken up- provide for one you provide for all
Example- national defense

Private-
are divisible so they can be broken up and purchased or changed by an individual
Term
Political systems theory
Definition
-policy 1st comes from the demands arising from its environment
-then demands are claimed to satisfy a group or persons interest and value
-support is rendered when they accept the decision and action taken
-output from the political systems like law and rules then become the new demand
Term
Group Theory
Definition
-public policy is a product of group struggles
-A group must have access to influence and the able to help shape governmental decisions
-as a group gain and loose power and influence public policy will be altered in favor of the goups gaining power rather than the ones loosing it.
Term
Elite Theory
Definition
The governing elite reflect public policy;

i. society is divided into the few that have power and the many whom dont
ii. few that govern are not typical of the mass
iii.movement from non-elite to elite is slow
iv.elite think the same way about social system and want to preserve it.
v.does not reflect the demand of the masses
vi.elites may act out of self-serving motives
vii. Elites influence masses more than mass influence elites
Term
Institutionalism
Definition
public policy is determined and implemented by institutions/ policies are aimed to explain how institutions are suppose to be operated

Based on rules and procedures
Term
Rational Choice theory
Definition
involves applying the principles of microeconomic theory to the analysis and explanation of political behavior

Self-interest
Methodological individualism - the individual decisions maker is the primary unit of analysis. there preference are assumed to be more important

Parties will formalize whatever policies will give them the most votes
Term
Political Culture
Definition
widely held values, beliefs, and attitude on what government should try to do, how they should operate, and the relationship between the citizen and the government

this is transmitted from one generation to another by socializations like friends, family, teachers, political leaders and others.

Socioeconomic conditions - this is used because it is impossible to separate social and economic factors because they influence our political activity
Term
3 levels of Politics
Definition
Micropolitics
subsystem
Macropolitics
Term
Micropolitics
Definition
Efforts made by individuals, companies, and communities for secure favorable governmental action for themselves

Example- air-pollution control/ coalmine safety regulations or river and harbor improvements

Also would be when s individual seeks a favorable ruling for an administrative agency or special bill offering and exemption from a requirement of the immigration law, when a company seeks a favorable change in tax code or a televison broadcasting license or when a community needs a grant for something
Term
Subsystems
Definition
Iron triangle- Symbiotic relationship among congressional committees, administrative agency or two, and the relevant interest groups

Advocacy coaliton-
Set of people within a subsystem who share the basic values, perceptions of problems , and policy preference and who cooperate to advance attainment of their policy foals and interest
- there are normally two or more in a subsystem
Term
Macropolitics
Definition
Isses that attract wide interest and participation from rank and file are alike the political elite

The issues are very controversial and large numbers of people care about the issue
Term
Policy Formation vs Policy formulation
Definition
Policy formation is the total process of creating, adopting and implementing a policy

Policy formulation- is the crafting of alternatives for dealing with the process
Term
agenda-setting process
Definition
1) Policy stream -matter on which policy players inside or outside the government would like to secure action

2) Policy Proposals stream- comprises possible solutions for problems, sharing ideas for the policy

3) Politics Streams- includes items such as election results, changes in presidential administrations, swings public moods, and press-groups campaigs

4) Policy Window- when policy stream, policy proposals stream, Politics stream converge and there is an opening to push attention to their special problem or solution
Term
Focusing Events
Definition
Events that are sudden and can be defended as harmful or could be and are known to policy makers and the public at the same time
Term
Agenda Denial
Definition
-may say problem does not exist
-problem is not appropriate for government action
-fear may be expressed about the societal consequences of proposed governmental action
-the problem could be adequately be treated by non-governmental means
Term
Non-Decisions
Definition
mean that demand silenced before they make it to decision making area

1)by force
2)prevailing values or beliefs
3)management of conflict
Term
Loss of agenda status
Definition
a. change in condition
b. more pressing problems
c. or people may become accustom to the condition
Term
Technical vs political
Definition
Technical- tying new legislation to existing statutes
Term
The Rational-Comprehensive theory
Definition
drawn from how a rational person would make decisions from facts like(mathematics, psychologist or any other social science)
-problem becomes isolated
-goals are identified and ranked
-cost benefit analysis conduced
Problems- 1) this unrealistic intellectual 2) decision maker is not unitarian 3) there is sometimes no enough information
Term
The Incremental theory
Definition
Process that changes or adds policy (limited changes)
(Budget for example)
works quickly!

Criticism
1)too small of changes- so they aren't really effective
2) since its so small it leaves you no guidelines to handle a crisis
3)Discourages researching alternative, since its much easier
4)does not eliminate the need for a decision making theory
Term
Mixed scanning
Definition
an attempt to combine the use of incrementalism and rationalism, drawing upon strengths while avoiding short coming
Term
Decision criteria
Definition
their Values
-organization values
-professional values
-personal values
-policy values
-ideological values
Term
7 decision criteria
Definition
Value
political party affiliation
constituency
public opinion
deference
decision rule
science
Term
Stare decisis
Definition
means- to let precedents stand (supreme court)
Term
styles of decision making
Definition
bargaining
persuasion
command
Term
Factors in presidential decision making
Definition
permissibility and acceptability
available resources
available time
previous commitments
available information
Term
Main problems with checks and balances
Definition
Allows for policy shopping....

decentralization of power
You have to have cooperation and deference among the branchs to make it work
makes things inefficient/ becauses things go slower and everything can get though
Term
Policy agenda; systemic
Definition
consists of all issues that are commonly perceived by members of the political community as meriting public attention
Term
Political System Theory
Definition
a) policy is response to demand arising from its environment
b)demands a claim for action
c) support is rendered when groups or individuals accept the decisions and actions taken
d) outputs of this include law, rules, judicial decisions, and those output can produce a new demand
Term
Policy Entrepreneurs
Definition
They are the link between the 3 streams that are seemingly independent
Term
Policy formulation
Definition
what is proposed to be done about the problem
1) what is the proposal
-is it sound- are cost acceptable, is it political acceptable, will it be acceptable to public if lawed

2)Who is involved-
Gov agencies - aware and develop new proposals for executive, designed policies to modify or strengthen existing law
presidential organizations- temp established by president to study that certain area
legislatures
interest groups
Term
Policy adoption
Definition
when a proposal from the policy formulation is chosen
Term
Political Party affiliation
Definition
single best predictor of how member of congress will vote on an issue

- European countries are more of a consistent predictor of this
Term
Congressional Decision making
Definition
Political parties are weak because party leaders have only limited power to control and disciple (british house of commons can though)

Their constituencies has the ability to hire and fire

standing committees - they have the ability to kill, alter, or unchanged bills.
Term
Executive Preparation of the budget
Definition
-agencies transmit budget request to president before they are sent to congress in a comprehensive budget
-Preparation done 9 months in advance
-day to day issues handled by office of management and budget, agencies, and executive departments.
-OBM provides instruction, policy guidance, and tentative budget ceiling
- OBM evaluates budgets bas on policies and programs of the president
-budget then sent to congress reflecting the presidents priorities, the effects on economy, and public policy direction
-discretion are constrained due to 2/3 of expenditure are direct or mandatory
Term
Congressional Authorization
Definition
a. Legislations has to be enacted establishing a policy or program and authorization the expenditure of money in its support
b. money has to be made available by the adoption of the appropriation legislation
*authorization is handled by the substantive or legislative committee and appropriation legislation is domain of the house and senate appropriation committees
-Presidents budget is sent to congress and split between 12 appropriation bills and is referred to house appropriations then 12 subcommittees hold hearings where agencies testify in explanation or defense of budget request
Term
Congressional authorization Cont.
Definition
Congress seeks info on agencies for budget
1)existence - is the agency or program necessary
2)objective- what are there goals
3) results- whats it accomplishing
4) line-item changes

Conference committee- members of house and senate, to resolve differences between the bodies
Term
Budget process
February
March 15
April 1
April 15
May-june
July- september
September
October 1
Definition
February- presidents budget sent(1st monday of month)
March 15-standing committees send their budgets to estimate the house and senate committees
April 1- budget committees report resolution to house and senate
April 15- congress adopts a concurrent resolution setting targets for revenues, budget authorities, and outlays
May-june- house completes action on appropriation bills
July- september- Senate acts on appropriation bills, conference committee resolves differences, appropriations are enacted
September-reconciliation legislation enacted if needed
October 1 - fiscal years begins
Term
Budget Executive
Definition
Office of Management and Budget distributes the money, department or agency must secure an apportionment

-Executive offices do not have broad discretion to shift funds

-Congress can include specific restriction in appropriation laws and committees can suggest
Term
Who implements laws
Definition
A. Legislature: Committee hearing and incestigations are used to gather info, specificity of leg, senatorial approval legislative veto gives administrative agencies flexibility in implementation of legislation while permitting congress to exercise control over what is one, "casework for constituents
B. Courts- Most important influence, the interpretation of statues and administrative riles and regulations
C. pressure groups-
D. Community Organization- grassroots effect (farming committee)
Term
Techniques of control
Definition
Noncoerice forms of actions- law that does involve legal sanctions or penalties, rewards, or deprivations, depends on acceptance by those effected.
Inspection- (fire marshal, food and drug adn)
Incensing- radio licence
Loans, subsidies, benefits- small business loan (aid from gov)
Contracts- government hiring private companies
General expenditures- Adm has expenditure set by congress
Market and proprietary operations- purchase and sales of government securities (borrow money)
Taxation- serve to sanction or encourage
Direct power- giving agencies power over private parties
Service- info, advice, medical treatment, ect. (veteran affairs)
informal procedures - (settling out before going to court)
Voluntary regulation- companies regulating themselves without policy
Sanctions- devices, penalties, rewards agencies use to encourage or compel compliance
Term
administrative politics
Definition
a. chief executive- (in charge)
b. congressional oversight: committess and subcommittees, chairs, committee staffs, and members of congress (very sporadic and fragmented)
c.courts
d. other adm agencies competition or overlapping
e. interest groups
f. media - role in shaping public opinion favorably or unfavorably towards agency, specialized media
Term
compliance
Definition
a. Cause for compliance; respect for authority reasoned and conscious acceptance, legitimate and made by official with authority to do so, benefits a self-interst, possibility of punishment, corresponds with length of time they are in effect
b. cause of noncompliance; conflict of law and morality, selective disobedience of the law, one's associated and group membership, money, ambiguity with the law and lack of clarity, conflicting policy standard, failure to communication, difficulty in complying with the law
Term
Policy impact
Definition
are examples of policy outputs compared to policy outcomes
Term
outputs
Definition
thing actually done by agencies in pursuance of policy decisions an statements
Examples (amount of taxes collected, amount of highways built, welfare benefits paid,etc.)
Term
Outcomes
Definition
Consequence of society, intended and unintended, that stem from deliberate governmental action or inaction
Term
When looking at policy impact.
Definition
a. outputs vs. outcome
b. target population (groups policy is intended for)
c. externalities (people that the policy was suppose to effect but does)
d.future v current consequences (whether the consequences of the future will differ from the current and are the future consequences worth the current
e. cost to government and individuals- government is fairly easy to calculate, factors i the budget, individuals harder (would be out of pocket)
f. Indirect, direct, and opportunity cost- what is the difference and how are they measured
g. symbolic benefits vs. material benefits (symbolic- ideologically or social satisfying benefits) (material- can be measured, tangible benefits)
d.
Term
policy impact- Indirect, direct, and opportunity cost
Definition
indirect- when policies cause reduced production, higher prices, or mental anguish or distress
Direct- government cost, private expenditures that are necessary in order to comply with public polices
opportunity- focus attention on what one has to give up or what one will gain if resources are used for one purpose rather than another
Term
process of evaluations vs. systematic evaluation
Definition
process of evaluations- observations
systematic evaluation- social science methodology to measure to societal effect of polices or programs than extent to which they are achieving their goals
Term
Policy evaluation- types of research design
Definition
Experimental- two comparable groups are randomly selected from the target population. the experimental groups receives treatment through the policy, and the control group does not. The results give a tangible product of the policy
Quasi-experimental- the two groups are not randomly selected- the treatment group is compared to a group that is similar in many respects
Before and after- a program compares the results of policy after a period of implementation with the conditions existing prior to its inception
Term
Who evaluates policy
Definition
a. think tanks- private groups
b. congressional oversight- integral part of almost everything congress does
c.government accountability office- board statutory authority to audit the operation and financial activities of federal agencies, to evaluate their program and report to congress
d.presidential commission- can be set up to evaluate a policy or gov management in some area or for other purposes such as fact finding, make policy recommendation or creating the appearance of presidential concern
e. administrative agencies- use formative and summative evaluation to determine how their program are working
Term
Problems with policy evaluation
Definition
-Uncertainly over policy goals
-difficulty in determining causality - did a policy cause a societal change
-diffuse policy impact-policy impacted a non target group
- difficulties in data acquisition
- official resistance
- a limited time perspective
- evaluation lacks influence
Term
cost-benefit analysis
Definition
steps-
1. one identifies all of the effects of consequences of a policy and categorizes them as cost or benefits for various groups
2. Dollar value are placed on various cost and befits
3.a discount rates is applied to equate the value or present and future effects
4. the cost and benefits, direct and indirect, current and future, of the policy are compared. if the benefits exceed the cost the policy is accepted.

Problems- is open to manipulation to support the values and preferences of its users
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