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Business Law Allison/Prentice
Vocabulary for Chapters 1-4, 6
74
Law
Undergraduate 3
02/28/2008

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Term
2 Major Approaches to teaching and study of Law
Definition
1: Rule-Oriented Approach- consisting of the rules that are in effect within a state or nation at a given time
Process-oriented Approach- the process by which the rules and principles are formulated
*Law is both, the only difference is in the emphasis
Term
Requisites of a Legal System (Characteristics that a legal system must possess)
Definition
1. Relatively Certain 2. Relatively Flexible 3. Known or Knowable 4. Apparantly Reasonable 5. Have Sanctions
Term
Common Law
Definition
Of England: The law is created or refined by judges based on previous cases; when no previous case exists, the common law judge is free to make law by creating precedent; these precedents are then used in future decisions; Used in countries descendant from England
Term
statutory law
Definition
the state and federal statues in effect at a given time; rules that have been formally adopted by legislative bodies rather than by the courts (same as written law)
Term
Civil Law
Definition
the laws that spell out the rights and duties existing among individuals, business firms and sometimes even government agencies; usually seeking damages; must be proved by "a preponderance of the evidence"
Term
injunction
Definition
a court degree ordering the defendant to do or not to do some particular thing
Term
Criminal Law
Definition
Those statues by which a state or federal government prohibits specified kinds of conduct and which additionally provide for the imposition of fines or imprisonment on persons convicted of violating them; must be proved "beyond a reasonable doubt"
Term
Felony/Misdemeanor
Definition
a crime for which the legislature has provided a maximum penalty of either imprisonment for more than a year or death/crimes carrying lesser penalties
Term
2 Myths of Legal System
Definition
1. Myth of one right answer- The law is not an exact science 2. Myth of Judicial Eccentricity- rules aren't so esoteric and arbitrary that the results are not in keeping with reality or with what a reasonable person would expect
Term
Substantial Justice
Definition
The law seeks to give justice to the most areas possible in each case, even though it is impossible to make everyone happy
Term
Adjuication
Definition
when a judge reviews evidence and argumentation including legal reasoning set forth by opposing parties or litigants to come to a decision which determines rights and obligations between the parties involved. Three types of disputes are resolved through adjudication:
1. Disputes between private parties, such as individuals or corporations.
2Disputes between private parties and public officials.
3. Disputes between public officials or public bodies.
Term
3 types of state courts
Definition
1. Courts of Limited Jurisdiction 2. General Trial Courts. 3. Appellate Courts
Term
Courts of Limited Jurisdiction (State)
Definition
courts that are limited by the types of cases they can hear; Ex: Traffic Courts
Term
General Trial Courts (State)
Definition
COurts of "general jurisdiction"- empowered to hear all cases except those expressly assigned by statue to the courts of limited jurisdiction
Term
Appellate Courts (State)
Definition
hear appeals from judgments entered by the courts below; do not hear testimony of witnesses or otherwise entertain new evidence
Term
3 Types of Federal Courts
Definition
1. specialized trial courts 2.. US district courts 3 Appellate courts
Term
Jurisdiction
Definition
the legal power of a governmental body or official to take some sort of action
Term
Diversity of Citizenship
Definition
Occurs when: the plaintiff and defendant are citizens of different states; one party is a citizen of a state and one is a citizen of another nation; only if there is no common state citizenship on opposite sides of the case
Term
Right of Removal
Definition
If the plaintiff chooses state court, the defendant may have this right; has it in any federal question case
Term
Personal Jurisdiction
Definition
the court's jurisdiction over the parties to the case
Term
Procedural Due process (4 steps)
Definition
1. Adequate Notice
2. A meaningful opportunity to be heard 3. An Impartial Decision Maker 4. substantial contact between the defendant and the state in which the lawsuit has been filed
Term
Appearance vs. Special Appearance
Definition
First is the taking of any formal steps to defend a case Second is a motion or other formal action taken by the defendant solely for the purpose of challenging the court's personal jurisdiction
Term
General Personal Jurisdiction
Definition
when the nonresident has "substantial continuing contacts" with the forum state
Term
Specific Personal Jurisdiction
Definition
If the nonresident defendant has intentionally engaged in a specific act in the forum state or targeted at the forum state and if the dispute arises out of that specific contact, there is a basis for this
Term
Doctorine of Forum Non Conveniens
Definition
the court may choose to transfer the suit or even dismiss it, forcing the plaintiff to file in the more convenient court; can also be applied internationally
Term
Remedy
Definition
an order addressed to the defendant requiring that person either to pay money or to do a particular act
Term
Adversarial System
Definition
Criminal and Civil proceedings based on this system; it refers to the amount of control that the parties and their attorneys have over the procedure- ie, the parties themselves research the law and develop the facts: the trial judge doesn't make these decisions; contrasted with inquisitorial system, used in most European nations
Term
Pretrial stages
Definition
Pleading and discovery
Term
Challenge for Cause
Definition
If questioning indicates that a particular person probably would not be capable of making an impartial decision in trial, the judge will excuse this person by giving them this
Term
Peremptory challenges
Definition
permit the attorney to have a prospective juror removed without giving any reason to do so
Term
Preponderance of the evidence
Definition
The plaintiff has to convince the fact-finder that it is more likely than not that each of its allegations is true
Term
Rules of Evidence-Types of evidence not allowed in a court
Definition
Irrelevant Evidence-evidence that has no bearing on any of the disputed facts
Hearsay- second-hand info that a. consists of a statement made by someone not present and b. the evidence is offered in court for the purpose of proving the that statement Opinion- information believed to be true but not based on the witness' personal knowledge
Term
Directed Verdict
Definition
Similar to summary judgment- asserts that the plaintiff's evidence is either nonexistent or so weak that there is no genuine issue of disputed fact
Term
Writ of execution
Definition
Empowers a law enforcement official to seize defendant's nonexempt property and sell it at auction until enough money is raised to satisfy the judgement
Term
Writ of Garnishment
Definition
orders a third party holding property belonging to the defendant to deliver the property to the custody of the court
Term
Homestead
Definition
Most common type of property protected by exemption laws in terms of property that cannot be seized by the courts
Term
Res judicata
Definition
specifies that a plaintiff cannot start over by filing another claim against the defendant based on the same general facts
Term
Arbitration
Definition
parties select an arbitrator, submit very brief pleadings and present evidence and argements to the arbitrator. He makes a decision which is legally enforceable like a court judgement
Term
Labor Arbitration
Definition
involves the resolving of disputes within the labor-management context usually when the particular group of employees is represented by a union
Term
court-annexed arbitration
Definition
these programs generally apply to case involving money damage claims below certain amounts which range; the trial judge refers to the case to arbitration
Term
stare decisis
Definition
when the fact pattern of a particular controversy is established, the attorneys for both paties search for earlier cases involving similar fact patterns in an effort to determine whether applicable principles of law have been established
Term
mandatory authority
Definition
The judge of one court must follow the rulings of another court of a higher supremacy
Term
provisions of statutory law
Definition
1. Adopting measures having to do with the structure and day-to-day operation of the government of which it is a part 2. Necessary for things that cannot be regulated by common law 3. necessary to change expressly common law rules white it believes such modifications are necessary and to remedy new problems to which common-law rules don't apply
Term
statutory interpretation
Definition
a court determines the precise legal meaning of a statue as it applies to a particular controversy
Term
Administrative Agencies
Definition
the hundred of bards and commissions existing at all levels of government: also "make law" by their continual promulgation of rules and regulations
Term
Administrative Agencies
Definition
the hundreds of boards and commissions existing at all levels of government-"Make law: by their continual promulgation of rules and regulations
Term
2 factors responsible for growth of the administrative agency in recent years
Definition
1.Change in attitude toward government regulation of business 2. More complex problmes sprang up that did not easily lend themselves to traditional types of regulation as the country grew and became more industrialized
Term
ministerial powers
Definition
the functions and powers of some agencies that are onl concerned with routinely carrying out duties imposed by law
Term
discretionary powers
Definition
powers that require the exercise of judgment and discretion in carrying out their duties
Term
Open Field Doctorine
Definition
ALlows warrantless searches of areas that are so open to plain view that no reasonable expectation of privacy can exist
Term
Cartilage
Definition
Open space in the immediate vicinity of a dwelling, such as a yard by a house.
Term
Informal Rule Making
Definition
1. The agency usually publishes a notice of the probposed rule in the federal register 2. Comment period where any citizen or company may comment on the rule 3. Agency Digests and reads comments 4. Rule is modeslty altered and published in final form
Term
Formal Rule Making
Definition
Same as informal, except it also involves "notice and comment" with formal hearings where witnesses testify and are cross-examined by interested parties.
Term
Hybrid Rule Making
Definition
resembles formal except there is no right to cross-examine agency's expert witnesses and a different standard of review is usedif the rule-making procedure is challenged
Term
Discretionary Powers (3)
Definition
Investigative, Rule Making, Adjudication
Term
Abitrary and Capricious test
Definition
Assures the correctness of an agency's decision, placing the burden on any challenger to prove that the decision was not simply erroneous but so far off the mark as to be _________and _________. Used to judge any policy decision by an agency
Term
Substantial Evidence Test
Definition
requires that an agency's decision be based not just on a scintilla of evidence but on such relevant evidence as a reasonable mind might accept as adequate to support a conclusion
Term
Freedom of Information Act
Definition
Any person may reasonably describe what information is sought and the burden of proof for withholding information is on the agency
Term
Federal Privacy Act of 1974
Definition
Seeks to protect individuals from unnecessary disclosures of facts about them from files held by federal agencies
Term
Sunshine Act
Definition
every portion of every meeting of an agency shall be open to public observation
Term
Regulatory Flexibility Act
Definition
requires most federal agencies to transmit to the Small Business Administration on a semiannual basis
Term
Drawer Regulations
Definition
laws passed in "non-certainty" countries and thrown in the "drawer"; meaning, you don't know about the law until it is broken
Term
Civil Law
Definition
defines rights and duties between individuals
Term
Criminal Law
Definition
the defendant has breached the public peace
Term
Wrongful Death Action
Definition
Act must be a tort, such as negligence or assault and battery, for which the deceased could have filed suit if only injury and not death had occured.
Term
Respondiat Superior
Definition
an employer is responsible for the negligent acts of its employees
Term
Requirements for a case to be heard in a federal court
Definition
Must have 1. Diversity of citizenship AND $75,000 at stake -OR- 2. Be a Federal Question
Term
The Long Arm Statue
Definition
If you want to sue someone in a place other than their home state you must have a privilege under this act. The privilege must mean either that: a) A person carries on a systematic relationship with another place or b) if the defendant caused a tort in that place
Term
Data-Mining
Definition
people looking for information in personal places; allowed in courts as evidence
Term
Sovereign Immunity
Definition
entity may or may not have immunity, meaning that there is a statutory limit on how much a prosecution can collect
Term
Tests necessary to change law
Definition
1. The necessity to change the law must be necessary, compelling and overwhelming 2. Whatever change takes place should be incremental
Term
Administrative Law
Definition
The deranged 4th branch of government
Term
Reasons for Agencies Existence
Definition
1. Ministerial Powers
2. Discretionary Powers
Term
Subpoena Requirements (4)
Definition
1. the investigation will be conducted for a legitimate purpose 2. the inquiry is relevant to the purpose 3. the information sought is not already possessed by the agency and 4. the administrative steps required by law have been followed
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